Transaction Manager, Vice President job – MUFG – New York, NY

Transaction Manager, Vice President


16 reviews

New York, NY

Transaction Manager, Vice President



Join a financial group that is as committed to your future as you are. At MUFG, we share a vision for our future, we share our successes, and we strive to bring out the best in each other in everything we do. Our 14,000 diverse colleagues are connected by a common ambition to create change for the better — from forging more dynamic career paths, to driving progress in our communities, to continuously reshaping the standards of global financial services. Positive impact starts here; see the change you can make as we strive to become the world’s most trusted financial group.

Job Summary

Support Head of CPMOA Planning by managing transaction booking & processing; managing infrastructure systems projects, report reconciliation, policy and procedure development, proactively monitor regulatory environment that impact CPM and new product implementation.


  • Manage transaction booking and payment processing including maintenance of associated policies and procedures. Serve as a liaison for Middle and Back Office
  • Proactively review and monitor regulatory environment to identify potential impact to CPMOA business and develop/recommend solution(s) to address the gaps.
  • Coordinate and manage processes, policy and procedure development related to the active portfolio management process, compliance process and handling of Material Non Public Information (MNPI), and transaction processing, reconciliation and reporting.
  • Respond to any queries/surveys/exams pertaining to regulatory compliance and/or US financial market infrastructure from Compliance, Legal and Head Office. Support development of communication materials/deliverables for internal/external stakeholders.
  • Coordinate Control Self-Assessment Process (CSA), Compliance Risk Assessment Processes, SOX assessment, Business Continuity processes and other control processes for CPMOA.
  • The successful candidate will be required to coordinate and manage day to day operational processes along with associated policies and procedures.
  • The incumbent would also support CPMOA’s regulatory compliance efforts by proactively monitoring the regulatory environment and developing/implementing/operationalizing appropriate solutions.
  • The incumbent would support CPMOA’s processes associated with Compliance, SOX, Business Continuity and Risk Assessments



  • 6-10 years’ experience in market credit products includes compliance, risk management, derivatives trade processing.
  • Strong knowledge of financial market infrastructure related to Swaps.
  • Solid understanding of regulatory environment related to credit swaps.
  • Understanding of Relationship Banking and related products.
  • Process documentation and management.
  • Strong project management and communication skills.

Why Work for MUFG?

We are a financially strong and stable bank.

We value workplace diversity.

We are committed to the training and development of our employees.

Innovative vacation benefits.

We offer a matching 401K, a Retirement Plan, and a variety of Flexible Health Benefits.

The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities, duties and skills required of personnel so classified.

o learn more about MUFG, review all current career opportunities, and apply please visit us online:

We are proud to be an Equal Opportunity/Affirmative Action Employer and committed to leveraging the diverse backgrounds, perspectives and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate in employment decisions on the basis of any protected category.

16 reviews

Mitsubishi UFJ Financial Group (MUFG) is one of the world’s leading financial
groups. Our services include corporate banking, commercial…

About secureteam

A Computer Programmer whose articles got mentions from the likes of The New York Times, Kissmetrics and AllTopStories. He writes articles, novels and poems; spends most of his time reading everything he could get his hands on. He is currently pursuing his Masters from The University of Illinois and holds a Bachelors in Electronics Engineering from the University of California. He is a programmer, a motivational writer and speaker.

Leave a Reply

Your email address will not be published. Required fields are marked *