Compliance Supervisory Associate job – BolyːWelch – Portland, OR

Compliance Supervisory Associate

BolyːWelch


4 reviews


Portland, OR

$75,000 a year

Industry

Financial Services

What Matters Most:
A minimum 3+ years of progressively responsible, related experience in a financial services environment

Securities licenses Series 7, 24, 53, 63, and 65 or 66 required

Bachelor’s degree in finance, business, or related field required

Job Description

This premier Portland financial services firm is seeking a professional Compliance professional to join their team as Compliance Supervisory Associate in their beautiful downtown offices. You will support staff with the goal of certifying that all trades executed are up to SEC and FINRA regulations and requirements at all times. You should have an in-depth knowledge of compliance regulation, currently hold the security licenses listed above, and be a solutions-oriented problem solver. While creating a space of growth and opportunity in your leadership style, you and your team will act as the primary contact between internal and external constituents and will complete a variety of ad hoc compliance-based tasks.

To be considered for this position as Compliance Supervisory Associate, you must have at least 3+ years of related supervisory experience in the financial services industry. We’re looking for degreed candidates with a comprehensive set of FINRA licenses and the right combination of personality and communication skills. A thorough understanding of SEC regulations is necessary for success. Fit Matters Most, and this firm prides itself on its friendly corporate culture, stunning offices, free parking, and their reputation as the elite provider of financial and benefit services in the Pacific Northwest market. If this job sounds like the perfect mix of your skills and experience, we want to hear from you!

If this position caught your eye, send your current resume and cover letter to financial@bolywelch.com

Already a Boly: Welch candidate? Please connect directly with your recruiter to discuss this opportunity.


4 reviews

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About secureteam

secureteam
A Computer Programmer whose articles got mentions from the likes of The New York Times, Kissmetrics and AllTopStories. He writes articles, novels and poems; spends most of his time reading everything he could get his hands on. He is currently pursuing his Masters from The University of Illinois and holds a Bachelors in Electronics Engineering from the University of California. He is a programmer, a motivational writer and speaker.

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